Sarbanes Oxley (SOX) Courses

  1. Home
  2. Sarbanes Oxley (SOX) Courses

    3. 1. Understanding Sarbanes-Oxley (SOX) Section 404

    Understanding Sarbanes-Oxley (SOX) Section 404

    This course provides an overview of SOX Section 404 and discusses how one can effectively implement a program.
    Content:
    - Discover the requirements of Sarbanes-Oxley (SOX) Section 404.
    - Recognize COSO and the Internal Control Framework.
    - Identify SEC and PCAOB ongoing SOX 404 requirements.

    2. Introduction to Sarbanes Oxley (SOX)

    Introduction to Sarbanes Oxley (SOX)

    This course is an overview of the proper processes, controls and tests for adequate internal control.
    Content:
    - Recognize SOX – Components of the Act.
    - Identify legislation changes and challenges.
    - Recognize requirements for Top-Down Risk Assessment.

    3. Sarbanes-Oxley (SOX) ITGC Audit Concepts and Coordination

    Sarbanes-Oxley (SOX) ITGC Audit Concepts and Coordination

    IT Compliance Training
    Content:
    - Sarbanes Oxley (SOX) Act Overview
    - SOX Information Technology General Controls (ITGC) Overview
    - SOX COSO Framework Overview

    4. Sarbanes-Oxley (SOX) General and Applications Controls

    Sarbanes-Oxley (SOX) General and Applications Controls

    This course speaks directly to the importance of general controls (GC), application controls (AC) and spreadsheet.
    Content:
    - Identify controls to evaluate as it relates to Information Technology (IT) and Sarbanes-Oxley (SOX).
    - Explore the IT Control Framework
    - and recognize how to approach IT evaluation.
    - Explore IT Entity controls.

    5. Sarbanes-Oxley (SOX) Auditing Standards

    Sarbanes-Oxley (SOX) Auditing Standards

    This course is designed to provide a strong understanding of SOX concepts.
    Content:
    - Explore the background of the Sarbanes-Oxley Act of 2002 (SOX) and recognize the purpose of auditing standards.
    - Explore Auditing Standard 2 (AS2).
    - Management assessment process
    - Top down approach.

    6. Sarbanes-Oxley (SOX) Identifying and Documenting Controls

    Sarbanes-Oxley (SOX) Identifying and Documenting Controls

    This course explores how identifying and documenting controls for Sarbanes-Oxley.
    Content:
    - Explore the types and methods of internal controls.
    - Identify controls related to Initiation
    - Authorization
    - Processing and Recording.
    - Identify the various methods of documentation
    - and recognize the differences between control narratives vs. control flowcharts.

    7. Sarbanes-Oxley (SOX) Testing

    Sarbanes-Oxley (SOX) Testing

    This course focuses on the validation of operation, which is executed through a test of control within Sarbanes-Oxley.
    Content:
    - Identify methods to ensure the proper controls are selected for testing.
    - Identify the variance between key controls and secondary controls.
    - Understand and execute testing procedures for design and operating effectiveness of controls.

    8. SOX 302: Internal Controls over Financial Reporting

    SOX 302: Internal Controls over Financial Reporting

    This course provides a deeper understanding of the requirements behind SOX 302.
    Content:
    - Discover background Section 302 requirements.
    - Explore other disclosure requirements.
    - Identify disclosure controls and procedures.

    9. Accounting 201: Sarbanes Oxley SOX 404 Explained

    Accounting 201: Sarbanes Oxley SOX 404 Explained

    2022 Guide - Learn everything you need to know about Sarbanes Oxley SOX 404 from an experienced Chief Financial Officer
    Content:
    - Learn From A Top Rated Instructor Who Has Been Teaching On Udemy Since 2013 and Taught Over 100
    - 000 Students!
    - Genesis of Sarbanes Oxley
    - Management Certifications

    10. Sarbanes-Oxley (SOX): Top Down Risk Assessment Part 1

    Sarbanes-Oxley (SOX): Top Down Risk Assessment Part 1

    This course covers critical concepts of AS5 risk factors when identifying significant accounts and more.
    Content:
    - Explore a top down accounting Risk Assessment (RA).
    - Explore the importance of entity level controls.
    - Identify types of entity controls.

    11. Sarbanes Oxley:Learn about SOX Law, Titles, Sections, Audits

    Sarbanes Oxley:Learn about SOX Law, Titles, Sections, Audits

    Learn Sarbanes-Oxley requirements, Key Terminologies for Sarbanes-Oxley, Sarbanes Oxley Act Titles
    Content:
    - Everything Basics about SOX Compliance
    - Key Terminologies for Sarbanes-Oxley
    - Sarbanes Oxley Act Title Details

    12. Sarbanes-Oxley (SOX): Top Down Risk Assessment Part 2

    Sarbanes-Oxley (SOX): Top Down Risk Assessment Part 2

    This course focuses on the methodology steps reviewed in Segment One of developing a top-down risk assessment.
    Content:
    - Explore the key steps of a top down Risk Assessment (RA).
    - Assessing entity level controls.
    - Determining significant accounts.

    13. SOX - Sarbanes Oxley - Guia Prático

    SOX - Sarbanes Oxley - Guia Prático

    Gestão de Riscos em Fraudes nas Demonstrações Financeiras
    Content:
    - Estrutura da Lei Sox
    - sobre o aspecto da seção 404.